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Securities Law

Securities Law 
September 12, 2018September 19, 2018

Equity Crowdfunding – Part 3 of 3

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By: Robert C. Hackney Crowdfunding Requirements for Intermediaries Crowdfunding transactions are required to be conducted through an intermediary, which is either a funding portal

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Securities Law 
September 11, 2018September 12, 2018

Equity Crowdfunding – Part 2 of 3

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By: Robert C. Hackney Disclosure for Issuers Please note: there are disclosure and other requirements for ISSUERS and other requirements for INTERMEDIARIES (funding portals

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Securities Law 
September 10, 2018September 12, 2018

Understanding Equity Crowdfunding – Part 1 of 3

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By Robert C. Hackney Intro to the Equity Crowdfunding Rules Having been involved in hundreds of private placements of securities over the years, and

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Securities Law 
September 6, 2018

Securities Law Considerations in Acquisitions – Part 2

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By Robert C. Hackney Proxy Solicitation Rules Another area of concern, related to the securities law, are the proxy solicitation rules that govern proxy

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Securities Law 
September 6, 2018

Securities Law Considerations in Acquisitions – Part 1

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By Robert C. Hackney In this blog post we are going to discuss how the federal and state securities laws apply to acquisitions including

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